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Guerra & Partners


Guerra & Partners Attorney Presented The FSI Webinar: Spotlight On Variable Annuity L Shares

Robert Jamieson presented a webinar to Financial Services Institute members on September 3rd titled “Spotlight on Variable Annuity L Shares.”  In its 2015 Examination Priorities Letter, FINRA informed its members that it will focus on sales practices related to the recommendation of variable annuity L shares. The webinar reviewed the characteristics of variable annuity L shares, factors in determining their suitability, considerations for enhancing disclosure to customers, supervisory oversight, and trends in L share related examinations. Read the PowerPoint presentation here

More information about Mr. Jamieson is available at: Robert Jamieson.  Guerra & Partners is a proud sponsor of the Financial Services Institute.