Robert Jamieson presented a webinar to Financial Services Institute members on September 3rd titled “Spotlight on Variable Annuity L Shares.” In its 2015 Examination Priorities Letter, FINRA informed its members that it will focus on sales practices related to the recommendation of variable annuity L shares.
On Thursday, September 3, 2015, Rob Jamieson will be presenting the FSI Webinar: Spotlight on Variable Annuity L Shares.
Tampa, FL, May 7, 2015 — The Hillsborough County Bar Association’s Securities Section hosted a luncheon on April 22, 2015 at the Chester H. Ferguson Law Center in Tampa, Florida. Fifty people attended the presentation, titled “Lunch and Learn: Q&A Session with Our Decision Makers.” Participants had an opportunity to hear from, and speak with, those who decide securities matters in state, federal, and appellate court, as well as in arbitration.
The Hillsborough County Bar Association’s Securities Section will host a luncheon on April 22, 2015 at the Chester H. Ferguson Law Center, 1610 North Tampa Street, Tampa Florida 33602 from noon until 1:30 P.M. The event, ” Lunch and Learn: Q&A Session with Our Decision Makers,” will provide an opportunity to hear from, and speak with, those who decide securities matters in state, federal, and appellate court, as well as in arbitration.
The Hillsborough County Bar Association’s Securities Section hosted a luncheon on March 4, 2015 at the Chester H. Ferguson Law Center in Tampa, Florida. Fifty people attended the presentation, titled “Pinstripes and Prison Stripes: Criminal Implications of Securities Enforcement.” Representatives from criminal enforcement agencies answered questions about recent enforcement efforts in the securities industry and issues impacting civil practitioners and industry members.